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US
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General
- “When AI Failures Could Be ‘Operations Events’ Under Form PF” July 2025 - Debevoise & Plimpton
- “State Law Claims Against the Use of AI in the Financial Sector” March 2025 - Bryan Cave
- “Artificial Intelligence: Legal and Regulatory Issues for Financial Institutions” April 2023 - Dechert
- “FCA, Federal Reserve Share Concerns About AI in Financial Services” August 2023 - Cooley
- “Adverse Action Notice Compliance Considerations for Creditors That Use AI” August 2023 - Debevoise & Plimpton
- “CFPB Issues Circular Regarding Artificial Intelligence and Credit Decisions” September 2023 - Sullivan & Cromwell
- “CFPB Issues Guidance on AI Use in Credit Decisions” October 2023 - Morrison Foerster
- “Treasury’s Report on AI (Part 1) – Governance and Risk Management” April 2024 - Debevoise
- “AI+IAs: Promise & Pitfalls for Investment Advisors” May 2024 - Davis Wright Tremaine
- “Payments Playbook Series: The AI in Payments Playbook” May 2024 - Wilson Sonsini
- “Global Financial Services: The Sector’s Current AI Regulatory Landscape” May 2024 - Morgan Lewis
- “Treasury Issues Request for Information on Uses of AI” June 2024 - Wilmer Hale
- “Promoting Investor Success, Industry Innovation and Efficiency with AI” September 2024 - SIFMA
- “Artificial Intelligence under Financial Regulations in the U.S., EU & UK – A Comparative Assessment of the Current State of Play (Part 3)” October 2024 - A&O Shearman
- “CFPB, Federal Agencies Warn of Obligations to Avoid Algorithmic Discrimination” April 2023 - Cooley
- “CFPB Mandates Specificity in Adverse Action Communications Based on AI” September 2023 - Cooley
- “CFPB Issues Guidance on Credit Denials Involving Artificial Intelligence” September 2023 - Greenberg Traurig
- “The Impact of AI on Your Risk Profile” January 2024 - Cleary Gottlieb
- “CFTC Issues Advisory on Use of AI in Regulated Markets” December 2024 - DLA Piper
- “Artificial Intelligence: U.S. Securities and Commodities Guidelines for Responsible Use” February 2025 - Sidley
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Massachusetts
- “AI Discrimination Risk in Lending: Lessons from the Massachusetts AG’s Recent $2.5 Million Settlement” July 2025 - Debevoise & Plimpton
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New York
- “New York Department of Financial Services Provides Cybersecurity Guidance on AI” February 2025 - Wilson Sonsini
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EU
- “Artificial Intelligence in Financial Services in Europe” January 2022 - Covington & Burling
- “Navigating the EU AI Act: Implications for Financial Institutions” August 2023 - Dechert
- “Bank of England Weighs in on AI Governance” October 2024 - Dechert
- “EU’s AI Act: Ten Facts for Organisations in the UK and US” November 2024 - Proskauer
- “Artificial Intelligence under Financial Regulations in the U.S., EU & UK – A Comparative Assessment of the Current State of Play (Part 3)” October 2024 - A&O Shearman
- “EU AI Act: Key Points for Financial Services Businesses” August 2024 - Goodwin
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Other
- “Generative AI and Financial Services: A Recent View From the UK Regulator” July 2023 - Goodwin
- “Further Light on Generative AI and UK Financial Services Regulation” October 2023 - Goodwin
- “AI in the Financial Services Sector: UK Regulators Publish Feedback Statement” October 2023 - Cleary Gottlieb
- “7 Takeaways – UK Financial Regulators Publish Response to AI Consultation” November 2023 - Debevoise & Plimpton
- “The Latest State of Play for the Regulation of AI in the UK Financial Services Industry” November 2023 - Katten
- “AI and Financial Stability: Questioning Tech-Agnostic Regulation in the UK?” November 2024 - Goodwin
- “Artificial Intelligence under Financial Regulations in the U.S., EU & UK – A Comparative Assessment of the Current State of Play (Part 3)” October 2024 - A&O Shearman
Financial Services
Table of Contents